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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
THUNDER BRIDGE ACQUISITION LTD.
(Name of Issuer)
Class A ordinary share, $0.0001 par value
(Title of Class of Securities)
G8857R100
(CUSIP Number)
06/19/2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
o |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. G8857R100
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
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CUSIP No. G8857R100
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
CUSIP No. G8857R100
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
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CUSIP No. G8857R100
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1. |
Names of Reporting Persons | |||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||
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(a) |
o | ||
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(b) |
o | ||
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3. |
SEC Use Only | |||
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4. |
Citizenship or Place of Organization | |||
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Number of |
5. |
Sole Voting Power | |||
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6. |
Shared Voting Power | ||||
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7. |
Sole Dispositive Power | ||||
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8. |
Shared Dispositive Power | ||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||
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11. |
Percent of Class Represented by Amount in Row (9) | |||
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12. |
Type of Reporting Person (See Instructions) | |||
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Item 1. | |||
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(a) |
Name of Issuer: | |
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(b) |
Address of Issuers Principal Executive Offices: | |
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Item 2. | |||
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(a) |
Name of Person Filing
This statement is filed by Tor Investment Management (Hong Kong) Limited, a Hong Kong private company (Tor), Tor Asia Credit Master Fund (Master Fund), Patrik Lennart Edsparr (Mr. Edsparr), and Christopher Louis Mikosh (Mr. Mikosh), each with respect to the Issuers common stock directly owned by the Master Fund. Each of the foregoing is referred to as a Reporting Person and collectively as the Reporting Persons.
Messrs Edsparr and Mikosh are the majority owners of Tor. By virtue of this relationship, they may be deemed to beneficially own the common stock owned directly by the Master Fund. | |
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(b) |
Address of Principal Business Office or, if none, Residence:
The principal place of business for Tor and Messers Edsparr and Mikosh is Henley Building 19/F, 5 Queens Road Central, Hong Kong. The principal place of business for the Master Fund is PO Box 309, Ugland House, Grand Cayman, KY-1104, Cayman Islands. | |
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(c) |
Citizenship Tor is incorporated in Hong Kong. The Master Fund is formed in the Cayman Islands. Mr. Edsparr is a citizen of Sweden. Mr. Mikosh is a citizen of the United States. | |
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(d) |
Title of Class of Securities | |
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(e) |
CUSIP Number | |
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
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(a) |
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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A non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J); |
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(k) |
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Group, in accordance with § 240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d1(b)(1)(ii)(J), please specify the type of institution: ____________________________ |
Item 4. |
Ownership | ||
All ownership information in this Item 4 is at the close of business on June 19, 2018. The Class A ordinary shares of Thunder Bridge Acquisition, Ltd., a blank check company incorporated in the Cayman Islands (the Issuer), disclosed by the Reporting Persons were initially issued the form of units consisting of one Class A ordinary share and one redeemable warrant. Each warrant entitles the holder thereof to purchase one Class A ordinary share. Each warrant will become exercisable on the later of 30 days after the completion of an initial business combination (Initial Business Combination), as described in more detail in the Issuers prospectus filed with the SEC on June 20, 2018 (the Prospectus), or 12 months from the closing of the offering, and will expire five years after the completion of an Initial Business Combination (defined in the Form S-1 declared effective by the Securities and Exchange Commission on June 18, 2018,) or earlier upon redemption or liquidation. The Reporting Persons converted their units and liquidated 100% of the Class A ordinary shares on September 18, 2018, but continue to hold 1,500,000 of the warrants, which as of the date of this filing, are not currently exercisable.
On September 18, 2018, the Filing Persons liquidated their entire position. | |||
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TOR ASIA CREDIT MASTER FUND LP | |
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(a) |
Amount beneficially owned: 1,500,000 | |
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(b) |
Percent of class: 5.81% | |
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(c) |
Number of shares as to which the person has: | |
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(i) |
Sole power to vote or to direct the vote
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(ii) |
Shared power to vote or to direct the vote 1,500,000 |
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(iii) |
Sole power to dispose or to direct the disposition of
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(iv) |
Shared power to dispose or to direct the disposition of 1,500,000 |
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TOR INVESTMENT MANAGEMENT (HONG KONG) LTD | |
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(a) |
Amount beneficially owned: 1,500,000 | |
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(b) |
Percent of class: 5.81% | |
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(c) |
Number of shares as to which the person has: | |
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(i) |
Sole power to vote or to direct the vote
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(ii) |
Shared power to vote or to direct the vote 1,500,000 |
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(iii) |
Sole power to dispose or to direct the disposition of
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(iv) |
Shared power to dispose or to direct the disposition of 1,500,000 |
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EDSPARR PATRIK LENNART | |
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(a) |
Amount beneficially owned: 1,500,000 | |
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(b) |
Percent of class: 5.81% | |
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(c) |
Number of shares as to which the person has: | |
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(i) |
Sole power to vote or to direct the vote
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(ii) |
Shared power to vote or to direct the vote 1,500,000 |
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(iii) |
Sole power to dispose or to direct the disposition of
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(iv) |
Shared power to dispose or to direct the disposition of 1,500,000 |
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MIKOSH CHRISTOPHER LOUIS | |
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(a) |
Amount beneficially owned: 1,500,000 | |
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(b) |
Percent of class: 5.81% | |
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(c) |
Number of shares as to which the person has: | |
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(i) |
Sole power to vote or to direct the vote
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(ii) |
Shared power to vote or to direct the vote 1,500,000 |
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(iii) |
Sole power to dispose or to direct the disposition of
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(iv) |
Shared power to dispose or to direct the disposition of 1,500,000 |
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Item 5. |
Ownership of Five Percent or Less of a Class | ||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. | |||
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person | ||
Not Applicable. | |||
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | ||
Not Applicable. | |||
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Item 8. |
Identification and Classification of Members of the Group | ||
See Ex. 99.1 | |||
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Item 9. |
Notice of Dissolution of Group | ||
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Item 10. |
Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to Hong Kong registered Type 9 (asset management) license holders is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institution(s). I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D. |
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 12, 2019 |
TOR ASIA CREDIT MASTER FUND LP |
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DATE: February 12, 2019 |
TOR INVESTMENT MANAGEMENT (HONG KONG) LIMITED |
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February 12, 2019 |
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February 12, 2019 |
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Signature |
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ATTENTION |
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Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). |
EXHIBIT 1
JOINT ACQUISTION AGREEMENT
PURSUANT TO RULE 13d-1(k)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.
DATED: February 12, 2019
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TOR ASIA CREDIT MASTER FUND LP |
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TOR INVESTMENT MANAGEMENT (HONG KONG) LIMITED |
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Name of Entity |
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Signature |
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Name/Title |
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Signature |
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Name/Title |
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/s/ Christopher Louis Mikosh |
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Signature |
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Name/Title |